Self-regulatory organizations - PDFSEARCH.IO - Document Search Engine

Self-regulatory organizations
Results: 6954

#	Item
391	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CHXJanuary 14, 2013 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 3, and Order Granting Acc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-17 07:41:51 United States Securities and Exchange Commission SEC filings Economy of the United States Corporate governance Business Chicago Stock Exchange Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Regulation S-K United States securities law Financial regulation 73rd United States Congress
392	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXJanuary 11, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 07:04:02 Financial regulation 73rd United States Congress United States Securities and Exchange Commission Business Law Dodd–Frank Wall Street Reform and Consumer Protection Act Audit committee Securities Act Regulation S-K United States securities law Corporate governance Auditing
393	SECURITIES AND EXCHANGE COMMISSION (Release No; File Nos. SR-DTC; SR-NSCCMay 7, 2015 Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; No Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 12:26:45 Securities Financial markets Systemic risk Depository Trust & Clearing Corporation ACT Clearing Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Settlement Financial economics Financial system Finance
394	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 4, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 12:29:53 Economy of the United States Securities Exchange Act Financial regulation Chicago Board Options Exchange U.S. Securities and Exchange Commission United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
395	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NSXJanuary 15, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modifie Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-29 13:07:06 73rd United States Congress Financial economics Finance SEC filings Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Securities Act Securities Exchange Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation
396	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSJanuary 11, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Acc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 07:06:08 Financial regulation SEC filings United States Securities and Exchange Commission Business Law Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation S-K Securities Act Audit committee United States securities law Corporate governance Auditing
397	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION Securities Act of 1933 Release NoApril 24, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-24 15:41:44 Self-regulatory organizations Auditing Corporate governance United States corporate law United States securities law Financial Accounting Standards Board Financial Accounting Foundation Sarbanes–Oxley Act U.S. Securities and Exchange Commission Accountancy Business Finance
398	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEARCAMay 7, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Ame Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 04:04:56 Financial economics Financial markets Economy of the United States Financial system Computer networking Consolidated Tape Association NYSE Arca New York Stock Exchange Securities Exchange Act NYSE Euronext Self-regulatory organizations United States securities law
399	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTJanuary 11, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 3, and Order Granting Accelerated App Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 07:01:19 Auditing Financial regulation NYSE Euronext SEC filings Financial economics Audit committee Regulation S-K Dodd–Frank Wall Street Reform and Consumer Protection Act New York Stock Exchange United States securities law Corporate governance Business
400	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BOXMay 8, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 13:13:14 Economics Futures contract Option Derivative Market maker Algorithmic trading Market Options Price Reporting Authority Flash trading Financial economics Financial markets Finance

UPDATE